Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Pertento Partners LLP
FRN 949804
- [FCA CF] Client dealing (since 1 Nov 2021)
- SMF16 Compliance Oversight (since 11 Oct 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Oct 2021)
- SMF27 Partner (since 11 Oct 2021)
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- CF1 Director (28 Jun 2005 to 31 Jul 2008)
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- CF21 Investment Adviser (1 Dec 2001 to 9 Apr 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 18 Aug 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.