Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Nov 2021)
    • SMF16 Compliance Oversight (since 11 Oct 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Oct 2021)
    • SMF27 Partner (since 11 Oct 2021)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF1 Director (28 Jun 2005 to 31 Jul 2008)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (1 Dec 2001 to 9 Apr 2003)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 18 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.