Ian Walmsley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SYMPHONY FINANCIAL ADVISERS LTD (no longer approved here)

    FRN 428377

    • Responsible for Insurance Distribution (1 Oct 2018 to 8 Oct 2018)
    • CF30 Customer (1 Nov 2007 to 3 Dec 2019)
    • CF11 Money Laundering Reporting (3 May 2005 to 8 Oct 2018)
    • CF21 Investment Adviser (3 May 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (3 May 2005 to 31 Mar 2009)
    • CF1 Director (3 May 2005 to 3 Dec 2019)
    • Responsible for Insurance Mediation (3 May 2005 to 30 Sep 2018)
    • CF10 Compliance Oversight (3 May 2005 to 8 Oct 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.