Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (13 Nov 2017 to 9 Apr 2021)
    • [PRA CF] Significant risk taker or Material risk taker (25 Oct 2017 to 4 Jul 2018)
    • CF29 Significant management (1 Nov 2007 to 1 Dec 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (3 Oct 2007 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (3 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.