Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2021)
    • [FCA CF] Client dealing (since 1 Feb 2021)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (18 Mar 2010 to 8 Dec 2019)
  • Kerr Thomson Financial Services (no longer approved here)

    FRN 200171

    • (5)Employed By (20 Sep 2001 to 21 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.