Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 26 Feb 2026)
    • [FCA CF] Client dealing (since 26 Feb 2026)
    • [FCA CF] Client dealing (10 Dec 2025 to 12 Jan 2026)
    • [FCA CF] Functions requiring qualifications (10 Dec 2025 to 12 Jan 2026)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (11 Jan 2013 to 11 Aug 2013)
    • CF30 Customer (11 Jan 2013 to 11 Aug 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.