Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ALAN R. MACKAY & COMPANY LIMITED (no longer approved here)

    FRN 305677

    • SMF3 Executive Director (9 Dec 2019 to 8 Jun 2020)
    • Responsible for Insurance Distribution (1 May 2019 to 1 May 2019)
    • CF8 Apportionment and Oversight (1 Sep 2008 to 31 Mar 2009)
    • CF28 Systems and controls (1 Nov 2007 to 4 Dec 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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