Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 25 Jan 2017)
    • CF30 Customer (since 25 Jan 2017)
    • CF30 Customer (1 Nov 2007 to 8 Oct 2009)
    • CF21 Investment Adviser (1 Sep 2006 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (29 Sep 2005 to 19 Dec 2005)
    • CF22 Investment Adviser (Trainee) (29 Sep 2005 to 1 Sep 2006)
    • (1)Employed By (since 25 Jan 2017)
  • The Platt Partnership Limited (no longer approved here)

    FRN 493199

    • Employed By (20 Feb 2009 to 8 Oct 2009)
  • Ian Tessyman (no longer approved here)

    FRN 413736

    • (1)Employed By (29 Sep 2005 to 5 Feb 2009)
  • Legal & General Partnership Services Limited (no longer approved here)

    FRN 300792

    • CF1 Director (AR) (31 May 2005 to 29 Sep 2006)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (1 Nov 2002 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (27 May 2002 to 1 Nov 2002)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (1 Nov 2002 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (27 May 2002 to 1 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

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