Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 25 Jan 2017)
- CF30 Customer (since 25 Jan 2017)
- CF30 Customer (1 Nov 2007 to 8 Oct 2009)
- CF21 Investment Adviser (1 Sep 2006 to 31 Oct 2007)
- CF7 Sole Trader (AR) (29 Sep 2005 to 19 Dec 2005)
- CF22 Investment Adviser (Trainee) (29 Sep 2005 to 1 Sep 2006)
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Tessyman Wealth Management Limited
FRN 769918
- (1)Employed By (since 25 Jan 2017)
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- Employed By (20 Feb 2009 to 8 Oct 2009)
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- (1)Employed By (29 Sep 2005 to 5 Feb 2009)
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- CF1 Director (AR) (31 May 2005 to 29 Sep 2006)
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- CF21 Investment Adviser (1 Nov 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (27 May 2002 to 1 Nov 2002)
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- CF21 Investment Adviser (1 Nov 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (27 May 2002 to 1 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.