Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Canaccord Genuity Wealth Limited
FRN 194927
- [FCA CF] Client dealing (since 30 Nov 2022)
- CF30 Customer (21 May 2018 to 8 Dec 2019)
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- CF30 Customer (8 Apr 2014 to 13 Nov 2015)
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- CF30 Customer (12 Jun 2013 to 29 Dec 2013)
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- CF30 Customer (1 Nov 2007 to 17 Oct 2012)
- CF21 Investment Adviser (12 Apr 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.