Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Significant management (7 Nov 2023 to 14 Aug 2025)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [PRA CF] Significant risk taker or Material risk taker (8 Feb 2022 to 6 Jan 2023)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • SMF5 Head of Internal Audit (30 Apr 2018 to 23 Jul 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 6 Jan 2023)
    • CF28 Systems and controls (18 Jun 2015 to 6 Mar 2016)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Material risk taker (7 Mar 2016 to 6 Jan 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.