Ian Swinburne

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Jun 2024)
    • CF30 Customer (20 Apr 2018 to 4 Jun 2024)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (8 Jan 2013 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 23 Nov 2012)
    • CF22 Investment Adviser (Trainee) (14 Sep 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (16 Dec 2002 to 14 Sep 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.