Ian Summers

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SUMMERS FINANCIAL SERVICES (NE) LTD

    FRN 780042

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 2 Jan 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 14 Aug 2017)
    • CF10 Compliance Oversight (14 Aug 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Aug 2017 to 30 Sep 2018)
    • CF1 Director (14 Aug 2017 to 8 Dec 2019)
  • TenetLime Limited (no longer approved here)

    FRN 311266

    • CF1 Director (AR) (10 Oct 2011 to 22 Aug 2017)
  • Coastal Financial Services Ltd (no longer approved here)

    FRN 564992

    • Employed By (10 Oct 2011 to 22 Aug 2017)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF22 Investment Adviser (Trainee) (30 Sep 2002 to 6 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

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