Ian Stuart Reid

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Howlett Reid Wealth Management

    FRN 841219

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • Responsible for Insurance Distribution (since 6 Jan 2020)
    • SMF16 Compliance Oversight (since 6 Jan 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Jan 2020)
    • SMF27 Partner (since 6 Jan 2020)
  • Howlett Reid Hutchinson (0187) (no longer approved here)

    FRN 133910

    • (4)Employed By (1 Oct 1998 to 15 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

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