Ian Stuart Griffiths

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Cheviot Limited

    FRN 124259

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 16 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 16 Apr 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Apr 2025)
    • CF30 Customer (27 Sep 2016 to 16 Apr 2025)
  • Quilter Private Client Advisers Limited (no longer approved here)

    FRN 227836

    • (73)Employed By (4 Oct 2016 to 16 Apr 2025)
  • Simple Financial Advice Limited (no longer approved here)

    FRN 456653

    • CF30 Customer (3 Jan 2008 to 14 Nov 2016)
  • The Independent Advice Bureau Limited (no longer approved here)

    FRN 226779

    • CF30 Customer (1 Nov 2007 to 21 Dec 2007)
    • CF21 Investment Adviser (9 May 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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