Ian Stuart Barber

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TRADITION FINANCIAL SERVICES LTD. (no longer approved here)
FRN 147543
- [FCA CF] Client dealing (22 Mar 2021 to 31 Jul 2022)
TFS Derivatives Limited (no longer approved here)
FRN 197244
- [FCA CF] Client dealing (22 Mar 2021 to 31 Jul 2022)
TP ICAP E&C Limited (no longer approved here)
FRN 146880
- [FCA CF] Client dealing (30 Jun 2020 to 1 Jul 2020)
- CF30 Customer (30 Mar 2010 to 8 Dec 2019)
- CF29 Significant management (19 Nov 2007 to 21 Sep 2009)
Marex Spectron International Limited (no longer approved here)
FRN 193027
- CF26 Customer Trading (8 Mar 2002 to 8 Jan 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.