Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Dec 2021)
- CF30 Customer (1 Nov 2007 to 17 Dec 2021)
- CF1 Director (AR) (31 Oct 2005 to 17 Jan 2022)
- CF21 Investment Adviser (12 Sep 2002 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (7 Mar 2002 to 12 Sep 2002)
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- CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (7 Mar 2002 to 12 Sep 2002)
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- CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (7 Mar 2002 to 12 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.