Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • SMF24 Chief Operations (3 Apr 2020 to 31 Mar 2022)
    • CF29 Significant management (1 Nov 2007 to 29 May 2015)
    • CF1 Director (15 Oct 2003 to 5 Aug 2019)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • SMF24 Chief Operations (13 Feb 2020 to 31 Mar 2022)
    • SMF7 Group Entity Senior Manager (21 Mar 2019 to 13 Feb 2020)
    • CF29 Significant management (1 Nov 2007 to 29 May 2015)
    • CF16 Significant Mgt (Desgntd Investment Business) (13 Dec 2002 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 6 Jan 2016)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2022)
    • SMF24 Chief Operations (9 Dec 2019 to 31 Mar 2022)
    • CF29 Significant management (1 Nov 2007 to 29 May 2015)
    • CF1 Director (15 Oct 2003 to 8 Dec 2019)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
  • ST. JAMES'S PLACE INVESTMENT ADMINISTRATION LIMITED (no longer approved here)

    FRN 622916

    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2022)
    • SMF24 Chief Operations (9 Dec 2019 to 31 Mar 2022)
    • CF1 Director (3 Nov 2014 to 8 Dec 2019)
  • St. James's Place Partnership Services Limited (no longer approved here)

    FRN 719983

    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2022)
    • CF1 Director (26 Feb 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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