Ian Stephen Frederick Babb

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 2 Apr 2025)
- CF1 Director (AR) (since 27 Mar 2025)
Babb Mortgages Limited
FRN 1030549
- Employed By (since 27 Mar 2025)
Premier Financial Group Limited (no longer approved here)
FRN 525971
- [FCA CF] Functions requiring qualifications (9 Dec 2020 to 5 Feb 2025)
Bank of Scotland plc (no longer approved here)
FRN 169628
- CF30 Customer (4 Aug 2008 to 17 Feb 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.