Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (20 Feb 2009 to 30 Dec 2012)
  • Carter Thompson & Associates Limited (no longer approved here)

    FRN 191174

    • (3)Employed By (8 Dec 1999 to 1 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (3)Employed By at Carter Thompson & Associates Limited