Ian Sherwood Martin

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ISM Wealth Planning LLP

    FRN 772323

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 4 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (27 Apr 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (27 Apr 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (27 Apr 2017 to 8 Dec 2019)
    • CF4 Partner (27 Apr 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (27 Apr 2017 to 30 Sep 2018)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF4 Partner (AR) (31 Mar 2013 to 28 Jul 2017)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF4 Partner (AR) (16 Mar 2011 to 28 Jul 2017)
    • CF30 Customer (1 Nov 2007 to 28 Jul 2017)
    • CF21 Investment Adviser (5 Feb 2007 to 31 Oct 2007)
  • Kingswood Taxation & Wealth Management Ltd (no longer approved here)

    FRN 403407

    • (20)Employed By (29 Dec 2006 to 26 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.