Ian Shaw

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank Corporate Markets Plc

    FRN 763256

    • [PRA CF] Managing a material risk taker (since 30 Aug 2024)
    • [FCA CF] Material risk taker (since 14 Oct 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 14 Oct 2020)
    • [FCA CF] Manager of certification employee (since 13 Jan 2020)
    • [FCA CF] Client dealing (since 13 Jan 2020)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Client dealing (18 Nov 2016 to 12 Jan 2020)
    • [FCA CF] Manager of certification employee (18 Nov 2016 to 12 Jan 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (11 Jul 2007 to 31 Oct 2007)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Client dealing (18 Nov 2016 to 12 Jan 2020)
    • [FCA CF] Manager of certification employee (18 Nov 2016 to 12 Jan 2020)
    • CF30 Customer (23 Jul 2009 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (23 Apr 2004 to 4 Jul 2007)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF26 Customer Trading (1 Dec 2001 to 19 Mar 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 19 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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