Ian Samuel Grahame Scott

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Atomos Financial Planning Limited

    FRN 193503

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • [FCA CF] Client dealing (since 1 Nov 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2022)
    • [FCA CF] Manager of certification employee (1 Nov 2022 to 27 Mar 2024)
    • [FCA CF] Client dealing (13 Jan 2021 to 25 Jun 2021)
    • Appointed representative dealing with clients for which they require qualification (13 Jan 2021 to 31 Oct 2022)
    • CF30 Customer (12 Jan 2021 to 6 Dec 2023)
    • CF1 Director (AR) (12 Jan 2021 to 23 Mar 2023)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Jan 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 Jan 2021)
    • CF30 Customer (2 May 2017 to 18 Jan 2021)
    • CF1 Director (AR) (2 May 2017 to 18 Jan 2021)
  • Avidus Scott Lang & Co. Limited (no longer approved here)

    FRN 777135

    • Employed By (2 May 2017 to 6 Dec 2023)
  • iPensions Group Limited (no longer approved here)

    FRN 464521

    • CF10a CASS Oversight function (23 Dec 2015 to 30 Nov 2016)
    • CF10 Compliance Oversight (10 Sep 2015 to 30 Nov 2016)
    • CF11 Money Laundering Reporting (10 Sep 2015 to 30 Nov 2016)
    • CF8 Apportionment and Oversight (6 Apr 2007 to 31 Mar 2009)
    • CF1 Director (6 Apr 2007 to 30 Nov 2016)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • CF30 Customer (6 Aug 2015 to 30 May 2017)

Recent activity

Updates to this individual's record on the FCA register.

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