Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Functions requiring qualifications (9 Sep 2019 to 3 Mar 2020)
- SMF1 Chief Executive (7 Mar 2016 to 31 Mar 2018)
- CF28 Systems and controls (13 Jul 2011 to 27 Oct 2015)
- CF3 Chief Executive (5 Jan 2009 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF1 Director (1 Dec 2001 to 6 Mar 2016)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.