Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • [FCA CF] Functions requiring qualifications (9 Sep 2019 to 3 Mar 2020)
    • SMF1 Chief Executive (7 Mar 2016 to 31 Mar 2018)
    • CF28 Systems and controls (13 Jul 2011 to 27 Oct 2015)
    • CF3 Chief Executive (5 Jan 2009 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF1 Director (1 Dec 2001 to 6 Mar 2016)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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