Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 28 Oct 2016)
    • CF10 Compliance Oversight (22 Dec 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Nov 2013 to 30 Sep 2018)
    • CF1 Director (1 Nov 2013 to 8 Dec 2019)
  • ACUITY PROFESSIONAL ADVISERS LTD (no longer approved here)

    FRN 464072

    • CF30 Customer (2 Oct 2015 to 17 Jul 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.