Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Shackleton Advisers Limited
FRN 163291
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Manager of certification employee (since 1 Sep 2025)
- [FCA CF] Functions requiring qualifications (since 15 Apr 2025)
- [FCA CF] Client dealing (since 15 Apr 2025)
-
- CF22 Investment Adviser (Trainee) (28 Oct 2004 to 4 Mar 2005)
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.