Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 1 Sep 2025)
    • [FCA CF] Functions requiring qualifications (since 15 Apr 2025)
    • [FCA CF] Client dealing (since 15 Apr 2025)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF22 Investment Adviser (Trainee) (28 Oct 2004 to 4 Mar 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.