Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Legacy Financial Solutions Limited (no longer approved here)

    FRN 536470

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2023)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 28 Dec 2012)
    • CF21 Investment Adviser (23 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Feb 2006 to 23 Apr 2007)
  • Advice for Life (no longer approved here)

    FRN 184608

    • Employed By (1 Dec 2001 to 31 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.