Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 13 Sep 2018)
    • CF30 Customer (26 Jun 2012 to 18 Aug 2017)
    • (2)Employed By (since 13 Sep 2018)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 16 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

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