Ian Richard Simm

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Impax Asset Management Limited

    FRN 197008

    • [FCA CF] Manager of certification employee (since 6 Feb 2024)
    • [FCA CF] Client dealing (since 6 Feb 2024)
    • [FCA CF] Material risk taker (since 6 Feb 2024)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (4 Feb 2021 to 17 Nov 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (6 May 2004 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Sep 2002)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Sep 2002)
    • CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)
  • Impax Asset Management (AIFM) Limited

    FRN 613534

    • [FCA CF] Manager of certification employee (since 6 Feb 2024)
    • [FCA CF] Client dealing (since 6 Feb 2024)
    • [FCA CF] Material risk taker (since 6 Feb 2024)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Significant management (4 Feb 2021 to 17 Nov 2023)
    • SMF3 Executive Director (9 Dec 2019 to 18 Sep 2024)
    • CF30 Customer (3 Jul 2014 to 8 Dec 2019)
    • CF1 Director (3 Jul 2014 to 8 Dec 2019)
    • CF3 Chief Executive (3 Jul 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.