Ian Richard Rand

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Monument Bank Limited
FRN 849724
- SMF1 Chief Executive (since 2 Mar 2022)
Barclays Security Trustee Limited (no longer approved here)
FRN 783115
- SMF3 Executive Director (9 Dec 2019 to 13 Apr 2020)
- CF1 Director (18 Aug 2017 to 8 Dec 2019)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (1 Nov 2007 to 20 Aug 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (1 Nov 2007 to 20 Aug 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
J.P. Morgan Europe Limited (no longer approved here)
FRN 124579
- CF21 Investment Adviser (1 Dec 2001 to 22 Sep 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.