Ian Richard Holt

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Orchard Global Asset Management LLP

    FRN 494250

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (12 Nov 2018 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 23 May 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 23 May 2018)
    • [FCA CF] Material risk taker (7 Mar 2016 to 30 Sep 2018)
    • [FCA CF] Significant management (7 Mar 2016 to 23 May 2018)
    • CF29 Significant management (27 Nov 2007 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF30 Customer (1 Nov 2007 to 3 Mar 2011)
    • CF1 Director (19 Aug 2003 to 21 Sep 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.