Ian Richard Firth

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TSB Bank plc (no longer approved here)

    FRN 191240

    • SMF18 Other Overall Responsibility (7 Mar 2016 to 30 Sep 2018)
    • CF29 Significant management (1 Apr 2015 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF29 Significant management (16 Jan 2009 to 3 Aug 2011)
    • CF30 Customer (16 Jan 2009 to 3 Aug 2011)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 3 Aug 2011)
    • CF29 Significant management (1 Nov 2007 to 3 Aug 2011)
    • CF21 Investment Adviser (25 Oct 2006 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 25 Oct 2006)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.