Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 10. Broker fund adviser
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • Appointed representative dealing with clients for which they require qualification (since 1 Jun 2021)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF30 Customer (1 Nov 2007 to 2 Nov 2012)
    • CF21 Investment Adviser (21 Jan 2004 to 31 Oct 2007)
    • CF1 Director (AR) (21 Jan 2004 to 2 Nov 2012)
  • Moorbridge Financial Services Limited (no longer approved here)

    FRN 230954

    • (1)Employed By (21 Jan 2004 to 2 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

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