Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ruby Red Financial Planning Ltd
FRN 842765
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 8. Giving personal recommendations on investments in the course of corporate finance business
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 10. Broker fund adviser
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- 17. Administrative functions in relation to managing investments
- Appointed representative dealing with clients for which they require qualification (since 1 Jun 2021)
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- CF30 Customer (1 Nov 2007 to 2 Nov 2012)
- CF21 Investment Adviser (21 Jan 2004 to 31 Oct 2007)
- CF1 Director (AR) (21 Jan 2004 to 2 Nov 2012)
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- (1)Employed By (21 Jan 2004 to 2 Nov 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.