Ian Prideaux

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EB ASSOCIATES GROUP LIMITED

    FRN 707424

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 23 Sep 2024)
    • [FCA CF] Client dealing (since 23 Sep 2024)
    • [FCA CF] Functions requiring qualifications (18 Dec 2020 to 7 Jun 2023)
    • CF30 Customer (24 Oct 2019 to 8 Dec 2019)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (21 Feb 2023 to 6 Jan 2025)
    • [FCA CF] Functions requiring qualifications (21 Feb 2023 to 6 Jan 2025)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.