Ian Posgate

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.M. FINN & CO.LTD

    FRN 450754

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 5 Nov 2025)
    • [FCA CF] Client dealing (since 5 Nov 2025)
    • [FCA CF] Functions requiring qualifications (since 5 Nov 2025)
  • EFG Private Bank Limited (no longer approved here)

    FRN 144036

    • [FCA CF] Client dealing (5 Jun 2017 to 17 Oct 2025)
    • [FCA CF] Functions requiring qualifications (5 Jun 2017 to 17 Oct 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.