Ian Philip Dilks

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Via Wealth Limited (no longer approved here)

    FRN 469162

    • [FCA CF] Significant management (1 Jun 2020 to 31 Aug 2021)
    • [FCA CF] Functions requiring qualifications (1 Jun 2020 to 31 Aug 2021)
    • [FCA CF] Client dealing (1 Jun 2020 to 31 Aug 2021)
    • SMF3 Executive Director (9 Dec 2019 to 31 Aug 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (1 Oct 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Oct 2007 to 31 Mar 2009)
    • CF21 Investment Adviser (1 Oct 2007 to 31 Oct 2007)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (6 Mar 2006 to 28 Sep 2007)
    • CF21 Investment Adviser (6 Mar 2006 to 28 Sep 2007)
  • Law Financial Planning Limited (no longer approved here)

    FRN 228057

    • Employed By (7 Feb 2005 to 28 Sep 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (13 Feb 2003 to 28 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.