Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PIPER SANDLER LTD. (no longer approved here)

    FRN 191657

    • CF21 Investment Adviser (22 Dec 2006 to 3 Sep 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (30 Nov 2002 to 10 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.