Ian Peter Couling

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sophex Limited (no longer approved here)

    FRN 457902

    • [FCA CF] Functions requiring qualifications (8 Dec 2020 to 10 Jun 2024)
    • [FCA CF] Client dealing (8 Dec 2020 to 10 Jun 2024)
    • SMF3 Executive Director (9 Dec 2019 to 9 Sep 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Sep 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 9 Sep 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 9 Sep 2024)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 9 Sep 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2006 to 31 Mar 2009)
    • CF10 Compliance Oversight (1 Dec 2006 to 8 Dec 2019)
    • CF1 Director (1 Dec 2006 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Dec 2006 to 30 Sep 2018)
    • CF21 Investment Adviser (1 Dec 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2006 to 8 Dec 2019)
  • Money & Mortgage Solutions (3122) (no longer approved here)

    FRN 195042

    • (4)Employed By (8 Oct 2003 to 8 Dec 2019)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 17 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.