Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 26 Oct 2012)
    • CF30 Customer (1 Nov 2007 to 22 Mar 2016)
    • CF4 Partner (AR) (22 Jan 2007 to 26 Oct 2012)
    • CF21 Investment Adviser (10 May 2002 to 8 Dec 2005)
    • (1)Employed By (since 28 Dec 2006)
    • (1)Employed By (4 Feb 2004 to 8 Dec 2005)
  • Harrow Life Financial Ltd (no longer approved here)

    FRN 196635

    • (6)Employed By (10 May 2002 to 8 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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