Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Material risk taker (7 Mar 2016 to 1 Mar 2022)
    • CF30 Customer (19 May 2015 to 6 Mar 2016)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF29 Significant management (30 Nov 2011 to 5 Jan 2015)
    • CF30 Customer (21 Feb 2011 to 5 Jan 2015)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF29 Significant management (30 Nov 2011 to 5 Jan 2015)
    • CF30 Customer (21 Feb 2011 to 5 Jan 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.