Ian Paul Rosser

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Right Mortgage Limited

    FRN 649443

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 27 Jul 2015)
  • Personal Wealth Management (South Wales) Ltd

    FRN 784785

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (13 Nov 2017 to 8 Dec 2019)
    • CF1 Director (13 Nov 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (13 Nov 2017 to 8 Dec 2019)
    • CF30 Customer (13 Nov 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (13 Nov 2017 to 30 Sep 2018)
  • Bright Financial Affiliates Ltd

    FRN 681776

    • Employed By (since 27 Jul 2015)
  • Mr William Harris (no longer approved here)

    FRN 196271

    • CF30 Customer (7 Jul 2015 to 30 Apr 2018)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (20 Aug 2008 to 27 Nov 2012)
    • CF1 Director (AR) (15 Jun 2006 to 30 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.