Ian Paul Phillips

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oculus Wealth Management Limited

    FRN 605985

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 18 Mar 2024)
    • [FCA CF] Functions requiring qualifications (since 18 Mar 2024)
    • [FCA CF] Client dealing (since 18 Mar 2024)
    • CF1 Director (AR) (since 15 Mar 2024)
    • CF30 Customer (since 15 Mar 2024)
  • Oculus Wealth Management (Marlborough) Limited

    FRN 1004480

    • (1)Employed By (since 15 Mar 2024)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • [FCA CF] Functions requiring qualifications (23 Feb 2021 to 15 Dec 2023)
    • [FCA CF] Client dealing (23 Feb 2021 to 15 Dec 2023)
    • CF30 Customer (5 Apr 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.