Ian Notley

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Charlton Wealth Management Limited

    FRN 995869

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 4 Jul 2024)
    • [FCA CF] Client dealing (since 4 Jul 2024)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (5 Nov 2023 to 14 Jun 2024)
    • Appointed representative dealing with clients for which they require qualification (3 Nov 2023 to 14 Jun 2024)
  • In Partnership Financial Advisers Limited (no longer approved here)

    FRN 744728

    • (12)Employed By (5 Nov 2023 to 14 Jun 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (3 Feb 2022 to 31 Oct 2023)
    • CF30 Customer (23 Dec 2021 to 31 Oct 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.