Ian Nicholas Morgan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (since 2 Mar 2007)
    • CF21 Investment Adviser (23 Jun 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Mar 2005 to 23 Jun 2005)
    • CF7 Sole Trader (AR) (3 Mar 2005 to 28 Oct 2005)
  • Fox Wealth Management Ltd

    FRN 428467

    • (1)Employed By (since 3 Mar 2005)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF21 Investment Adviser (28 May 2002 to 30 Apr 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.