Ian Nicholas Harris

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Jain Global (UK) Partners LLP

    FRN 1005236

    • [FCA CF] Material risk taker (since 28 Jun 2024)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • SMF18 Other Overall Responsibility (23 Aug 2022 to 24 Jan 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 14 May 2024)
    • [FCA CF] Material risk taker (7 Mar 2016 to 14 May 2024)
    • [PRA CF] Managing a material risk taker (7 Mar 2016 to 14 May 2024)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 14 May 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 14 May 2024)
    • CF29 Significant management (14 Mar 2012 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (7 Jun 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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