Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • [FCA CF] Material risk taker (7 Jun 2023 to 9 Aug 2024)
    • [FCA CF] Client dealing (27 Oct 2021 to 9 Aug 2024)
    • [FCA CF] Functions requiring qualifications (27 Oct 2021 to 9 Aug 2024)
    • [FCA CF] Manager of certification employee (27 Oct 2021 to 9 Aug 2024)
    • Appointed representative dealing with clients for which they require qualification (27 Oct 2021 to 28 Oct 2021)
  • Invesco Asset Management Limited (no longer approved here)

    FRN 122674

    • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
    • CF27 Investment Management (19 Mar 2003 to 31 Oct 2007)
  • Invesco Fund Managers Limited (no longer approved here)

    FRN 119298

    • CF27 Investment Management (19 Mar 2003 to 7 Nov 2005)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF27 Investment Management (31 Jul 2002 to 31 Dec 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF27 Investment Management (1 Dec 2001 to 31 Dec 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.