Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Dec 2020)
- CF30 Customer (16 Jul 2015 to 31 Dec 2020)
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- Employed By (16 Jul 2015 to 31 Dec 2020)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2009)
- CF1 Director (26 Mar 2004 to 31 Dec 2009)
- CF21 Investment Adviser (31 Jan 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.