Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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INTELLIGENT PENSIONS LIMITED
FRN 186250
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 8 Apr 2024)
- [FCA CF] Functions requiring qualifications (since 8 Apr 2024)
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- Appointed representative dealing with clients for which they require qualification (13 Jan 2021 to 31 Oct 2022)
- CF30 Customer (13 Jan 2021 to 4 Dec 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 4 Dec 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2020)
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- CF30 Customer (9 Sep 2020 to 18 Jan 2021)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Jan 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 18 Jan 2021)
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- Employed By (9 Sep 2020 to 4 Dec 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.