Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 8 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 8 Apr 2024)
  • Atomos Financial Planning Limited (no longer approved here)

    FRN 193503

    • Appointed representative dealing with clients for which they require qualification (13 Jan 2021 to 31 Oct 2022)
    • CF30 Customer (13 Jan 2021 to 4 Dec 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 Dec 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2020)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • CF30 Customer (9 Sep 2020 to 18 Jan 2021)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Jan 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 Jan 2021)
  • Avidus Scott Lang & Co. Limited (no longer approved here)

    FRN 777135

    • Employed By (9 Sep 2020 to 4 Dec 2023)

Recent activity

Updates to this individual's record on the FCA register.

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