Ian Michael Wallis

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Manager of certification employee (1 Nov 2017 to 6 Oct 2025)
    • CF30 Customer (1 Nov 2007 to 12 Jul 2012)
    • CF21 Investment Adviser (28 Feb 2006 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (14 Sep 2004 to 6 Jan 2006)
    • CF22 Investment Adviser (Trainee) (29 Jan 2004 to 14 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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