Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 31 Aug 2025)
    • [FCA CF] Significant management (since 31 Aug 2025)
    • [FCA CF] Material risk taker (since 31 Aug 2025)
    • SMF3 Executive Director (1 Jun 2025 to 31 Aug 2025)
    • SMF22 Other Local Responsibility (16 May 2018 to 31 Aug 2025)
    • SMF16 Compliance Oversight (27 Oct 2017 to 3 Apr 2018)
    • SMF17 Money Laundering Reporting Officer (MLRO) (27 Oct 2017 to 3 Apr 2018)
    • Director of firm who is not a certification employee or a SMF manager (since 28 Feb 2020)
    • SMF18 Other Overall Responsibility (since 18 Oct 2017)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Feb 2017 to 18 Oct 2017)
    • SMF16 Compliance Oversight (1 Feb 2017 to 18 Oct 2017)
    • SMF3 Executive Director (7 Mar 2016 to 1 Feb 2017)
    • CF10 Compliance Oversight (20 Jul 2012 to 1 May 2013)
    • CF1 Director (1 Dec 2011 to 6 Mar 2016)
    • CF29 Significant management (5 Apr 2011 to 1 Dec 2011)
  • TT International Investment Management LLP (no longer approved here)

    FRN 599295

    • Director of firm who is not a certification employee or a SMF manager (28 Feb 2020 to 31 Mar 2022)
  • Neuberger Berman Europe Limited (no longer approved here)

    FRN 442488

    • CF1 Director (13 Apr 2006 to 19 Sep 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.