Ian Michael Gibbs

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ASCOT LLOYD FINANCIAL PLANNING LIMITED
FRN 144519
- [FCA CF] Manager of certification employee (since 18 Jul 2022)
- [FCA CF] Significant management (since 18 Jul 2022)
Scottish Widows Schroder Personal Wealth Limited (no longer approved here)
FRN 830170
- [FCA CF] Manager of certification employee (3 Feb 2021 to 12 Oct 2021)
Bank of Scotland plc (no longer approved here)
FRN 169628
- CF30 Customer (24 Nov 2009 to 31 Dec 2009)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (13 Oct 2008 to 31 Dec 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.