Ian Michael Fraser

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sandringham Financial Partners Limited

    FRN 581304

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 6 Sep 2019)
    • CF30 Customer (since 2 Sep 2019)
  • WRS Fornham Financial Partners Ltd

    FRN 912861

    • Employed By (since 6 Sep 2019)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (8 Dec 2008 to 19 Sep 2009)

Recent activity

Updates to this individual's record on the FCA register.

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